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Bill R. Middlebrook and Melynda K. Middlebrook, Appellees,
v.
Imler, Tenny & Kugler, M.D.'S, Inc., a corporation,
Bone and Joint Orthopedics, Inc., a corporation, Robert
L.Imler, M.D., and J.L. Richardson, M.D., Appellants.
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Nos. 56179, 56180.
Supreme Court of Oklahoma.
July 23, 1985.
As Corrected Aug. 14, 1985.
Rehearing Denied Jan. 13, 1986.
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In
medical malpractice action, the District Court, Tulsa County, Richard
V. Armstrong, P.J., entered judgment on jury verdict for patient
and his wife, and physicians and their medical corporations appealed.
The Supreme Court, Hargrave, J., held that: (1) res ipsa loquitur
instruction in face of expert evidence of specific acts of negligence
was not improper; (2) failure to instruct that award of damages
occasioned by personal injury was not subject to federal income
tax was not reversible in absence of such request; (3) award of
2.3 million dollars was not excessive; (4) evidence created question
for jury as to negligence of physician who recommended allegedly
erroneous surgery and assisted in it; (5) witnesses who were not
listed on pretrial order were properly excluded; (6) new trial was
not warranted for conduct of patient's counsel; (7) failure to sequester
jury did not warrant new trial; (8) evidence as to patient's alleged
drinking problem was properly limited to issues of patient's credibility,
causation of injuries, and patient's wife's damages claim; and (9)
evidence was sufficient to support loss of consortium award, despite
wife's failure to testify.
Affirmed.
Opala,
J., concurred specially with opinion.
Hodges
and Summers, JJ., and Hunter, Special Judge, concurred in part and
dissented in part with opinion.
Simms,
C.J., dissented with opinion.
Appeal
from the District Court of Tulsa County; Richard V. Armstrong, Presiding
Judge.
This
is an appeal from a judgment on a jury verdict for the Plaintiffs
arising out of an action for damages resulting from medical malpractice
and a claim for loss of consortium. The Appellants seek reversal
upon proffered errors in admission and rejection of evidence, jury
instructions, excessive jury award, errors in rulings on motions
during the trial and other points discussed.
Affirmed.
Pryor,
Carney & Johnson, Thomas L. Roberts, M. Randolph Barnhart, Englewood,
Hopkins, King & Rucker, Don Hopkins, Mark Finnerty, Joe Francis,
Best, Sharp, Thomas, Glass & Atkinson, Joseph M. Best, Joseph
A. Sharp, Tulsa, for appellants.
Michaud,
Cordry & Michaud by Gerald L. Michaud and Dwight A. Corrin,
Wichita, Kan., Morrel, Herrold & West, Inc. by R. Dow Bonnell
and Donald E. Herrold, Tulsa, W.C. Sellers, Inc. by W.C. Sellers,
Sapulpa, for appellees.
HARGRAVE,
Justice.
The
plaintiffs, Bill R. Middlebrook and Melynda K. Middlebrook, brought
two actions against Imler, Tenny & Kugler, M.D.'s, Inc., a corporation,
Bone & Joint Orthopedics, Inc., a corporation, Robert L. Imler,
M.D., and J.L. Richardson, M.D., for damages arising from surgical
treatment of a spinal injury suffered by Mr. Middlebrook and a derivative
action for loss of consortium arising therefrom. After an extensive
trial, the cause was submitted to a jury. The jury returned a verdict
in favor of all defendants on the cause of action arising from the
rupture of a portion of Mr. Middlebrook's intestine while he was
hospitalized in St. John's Hospital for treatment of the cervical
spinal injury. The remaining claim of Mr. Middlebrook related to
the treatment of the spinal injury, and upon that claim the jury
found for the plaintiff and against Robert L. Imler, M.D., J.L.
Richardson, M.D., Bone & Joint Orthopedics, Inc., and Imler,
Tenny, & Kugler, M.D.'s, Inc., returning a verdict in the amount
of $2.3 million. On the wife's claim for consortium the jury returned
a verdict against the same defendants in the amount of $175,000.
The defendants filed a motion for new trial and it was denied; this
appeal ensues.
The
plaintiff, Bill Middlebrook, suffered a fracture and dislocation
of one of the vertebra of his neck in an auto accident. Immediately
following that he experienced paralysis, loss of sensation, and
was unable to stand. He was taken to an emergency facility at Hillcrest
Medical Center where he experienced spontaneously a cessation of
symptoms and was released. Subsequently he experienced pain in the
right shoulder and arm. Mr. Middlebrook consulted Dr. Imler and
x-rays disclosed a fractured dislocated vertebra in plaintiff's
neck. The doctor recommended hospitalization and possible surgery
which plaintiff postponed for a period of weeks in order to arrange
the affairs of his independently-owned business for the necessary
three week absence. Plaintiff was admitted to St. John's Medical
Center in November of 1976 and placed in traction. Due to various
factors, he became constipated after several days on a regular diet,
and suffered a perforation of the cecum. Corrective surgery to clean
out the abdominal cavity was performed on November 26, 1976. After
recuperation from this procedure it was determined by the treating
physicians that the traction was not alleviating the cervical spinal
defect, and he was operated upon by Drs. Imler and Richardson. The
dislocated vertebra was found to be fused to its neighbor on one
side. Dr. Imler made a hole to view the dura covering the spinal
cord by removing a small portion of two adjacent vertebrae. Dr.
Richardson made a strut bone graft on the side of the spine opposite
the fusion. During the course of the operation something occurred
which caused plaintiff to regain consciousness. Subsequently, he
found he had no feeling in his hands and an inability to control
the movements of his arms and legs. Quite briefly stated, the cause
of this partial paraplegia was determined to be a compromised blood
supply to the spinal cord which permanently injured plaintiff's
spine and degraded the spine's ability to transmit nerve impulses
from below the constricted portion of the spine.
Plaintiff
attempted to show the path of the spinal cord through the vertebra
was congenitally narrow in his case. That fact, combined with a
certain amount of inevitable swelling of the cord resulting from
surgery in addition to a further constriction of the spinal canal
at the site of the dislocation dictated certain decompressive surgical
procedures would have been required of the neurosurgeon. Failure
to provide room for the post-operative foreseeable swelling, resulting
in loss of blood supply (causing plaintiff's injury) was a violation
of the standard of care owed a patient by a neurosurgeon.
Plaintiff's
position at trial was that the operation, as planned and executed,
could not have been expected to alleviate Middlebrook's symptomology
but should have been expected to cause further involvement (swelling)
which would further impair plaintiff. Thus, if surgery for this
condition were necessary the procedure was inappropriate. Secondly,
plaintiff claimed the surgery itself was unnecessary because plaintiff's
symptomology was fixed and not progressive, and the risk of the
operation was too great to justify surgical relief of the shoulder
pain. Additionally, plaintiff claimed that at the first sign of
the post-surgery increased neurologic involvement he should have
been reoperated upon to alleviate the deteriorated condition (which
was not done).
The
defendants contended the surgical procedure was necessary and proper
because plaintiff was progressively worsening, and the swelling
of the cord was an atypical event termed an "ischemic attack
of the cord" which could not have been expected or prevented.
Appellants
contend it was error to give the jury a res ipsa loquitur instruction
in the face of expert evidence of specific acts of negligence. We
begin to examine this contention with the consideration that the
legislature has spoken to the use of a "presumption of negligence"
in medical malpractice actions in 76 O.S. 1981 s 21, which begins
as follows: "In any action arising from negligence in rendering
medical care, a presumption of negligence shall arise if the following
foundation facts are first established:" (FN1) The statute
provides the presumption is available in "any action"
for medical malpractice where it is established plaintiff sustained
injury caused by an instrumentality solely under the control of
defendant or defendants and such injury does not ordinarily occur
absent negligence.
Appellants
contend this statute only specifies additional restrictions on the
application of the common law doctrine of res ipsa loquitur. Thus
for the doctrine to apply it must satisfy the requirements of both
the common law and statute. To so limit the application of the statute
is contrary to the language found therein, and additionally, is
contrary to the precepts expressed in 12 O.S. 1981 s 2 and 25 O.S.
1981 s 29 to the effect that statutes in derogation of the common
law are not to be strictly construed but construed liberally to
promote their object. We conclude that to limit the statutory presumption
of negligence found in 76 O.S. 1981 s 21 only to instances where
the statute and the common law doctrine of res ipsa loquitur apply
is unwarranted. The statute explicitly states the presumption is
applicable "in any action" ... "a presumption of
negligence shall arise ..." if three criteria are met. The
statutory language is clearly mandatory and clearly applies to all
actions for recovery for medical negligence, limited only to actions
where plaintiff experiences an injury caused by an instrumentality
under the sole control of defendants which does not ordinarily occur
absent negligence.
Appellants
cite Flick v. Crouch, 555 P.2d 1274 (Okl.1976), for the principle
that the doctrine of res ipsa loquitur applies only to cases in
which there is no direct evidence to establish negligence. Although
that opinion is dated after the effective date of the statute, it
is not an action for recovery of damages for medical negligence
and thus is not in point here.
Additionally,
appellants contend that the persuasive authority of Lambert v. Midwest
City Memorial Hospital Auth., 671 F.2d 372 (10th Cir.1982) holds
that the statute in question does not authorize a res ipsa type
of instruction where plaintiff has knowledge and presents evidence
of specific negligent acts. However, it is noted that the res ipsa
instruction was found not to be applicable to that case because
the defendant was not shown to have exclusive control over the instrumentality
causing the harm. Thus we find no error in allowing the res ipsa
loquitur instruction.
Appellants
predicate reversible error on the failure of the trial court to
instruct the jury that an award of damages occasioned by personal
injury was not taxable under applicable federal income taxation
statutes. Appellants point to Norfolk & Western Ry Co. v. Liepelt,
444 U.S. 490, 100 S.Ct. 755, 62 L.Ed.2d 689 (1980), where the United
States Supreme Court found reversible error in the trial court's
refusal to instruct the jury that such an award is not taxable in
a Federal Employers Liability Act case. Later, in Gulf Offshore
Co. v. Mobil Oil Corp., 453 U.S. 473, 101 S.Ct. 2870, 69 L.Ed.2d
784 (1981), that court noted that the ruling of Liepelt was not
limited to FELA cases, stating the Federal Employers Liability Act
afforded no guidance on the issue and the Liepelt decision reflected
a federal common law rule, 453 U.S. at 486, 101 S.Ct. at 2879. Gulf
v. Mobil was remanded to state court of Texas for a determination
of whether the applicable state law required such an instruction.
In Gulf Offshore Co. v. Mobil Oil Corp., 628 S.W.2d 171 (Tex.App.1982),
cert. den. 459 U.S. 945, 103 S.Ct. 259, 74 L.Ed.2d 202 (1982), the
Texas Court ruled that under the controlling state law of Louisiana,
issuance of a non-taxability instruction was discretionary, and
Liepelt did not control inasmuch as the case was not based upon
the FELA. Thus the Liepelt rule does not apply to areas controlled
by state law.
State
laws on the issue of a non-taxability instruction are collected
in 16 ALR4th 589 and reflect a majority of the jurisdictions which
have passed upon the issue will not permit issuance of such a cautionary
instruction. Be that as it may, no state has held such an instruction
is required in instances where it has not been requested. To so
hold in this jurisdiction would require this court to rule that
the issue of nontaxability is fundamental and the trial judge is
required to give such instruction on his own motion. 12 O.S.1981
s 577 subd. 5 and 6, Binning v. Safeway Stores, Inc., 532 P.2d 1198
(Okl.1975), McGuigan v. Harris, 440 P.2d 680 (Okl.1968). Taxability
is neither a fundamental issue in general nor a decisive issue in
this action. The appellants objected to the trial court's damage
instruction and presented an alternative, and in neither case was
taxability mentioned. Appellants' failure to submit an instruction
on taxability of personal injury awards is therefore fatal to successful
prediction of reversible error on this point on appeal.
Appellants
contend that they were relieved of the responsibility to request
an instruction because the trial court had previously granted a
motion in limine foreclosing questioning of plaintiff's witnesses
about the tax implications of plaintiff's economic loss. The function
of a motion in limine is to preclude introduction of prejudicial
matters to the jury. Bridges v. The City of Richardson, 163 Tex.
292, 354 S.W.2d 366 (1962). Rulings on the motion, however, occur
before the point at which the evidence would be admitted or rejected.
The motion is therefore preliminary and advisory in nature until
the point of trial at which the evidence would have been admitted
but for the motion in limine. Only at such time can the trial judge
finally determine if the questioned evidence is admissible considering
the facts and circumstances of the case before him. It is thus incumbent
upon a party aggrieved by an order in limine to raise the issue
at the appropriate time during the trial, either by objecting when
the challenged evidence or testimony is admitted or by making an
offer of proof of the excluded matter. Messler v. Simmons Gun Specialties,
Inc., 687 P.2d 121 (Okl.1984). Error is committed, if at all, when
in the course of the trial the court rules on the matter. See Teegarden
v. State, 563 P.2d 660 (Okl.Crim.1977), Control Data Corp. v. International
Business Machines Corp., 421 F.2d 323 (8th Cir.1970).
The
appellants contend the size of the award of $2.3 million to plaintiff
Bill Middlebrook is excessive, unsupported by the evidence, and
indicative that the award is the result of passion and prejudice.
In a two-pronged attack on the size of the award, appellants contend
the trial court failed to issue an instruction that the award for
loss of future earnings should be reduced to present worth, and
further that the award is unsupported by the evidence.
In
regard to the issue of present worth, it is noted that defendants
failed to cross-examine plaintiff's economist as to the present
worth of the lost future earnings totaling $1,956,373 in the event
plaintiff retired at age 65, and $2,907,731 if he retired at age
70. An examination of the transcript discloses no testimony as to
the fact of the present worth of any award by direct testimony,
or as mentioned, by cross-examination. The rate of interest to be
used in computing present value of future damages is ordinarily
a question of fact which is to be determined by a jury upon the
basis of evidence presented. Chesapeake & Ohio Ry v. Kelly,
241 U.S. 485, 36 S.Ct. 630, 60 L.Ed. 1117 (1916). We additionally
find no objection to the court's damage instruction as given. Appellant
requested a damage instruction which also did not mention reduction
to present worth and simply stated:
"The
total amount of damages which you arrive at from the evidence, if
any, must be damages which you find were directly and proximately
caused by the defendants through their negligence, if any, and which
must not be oppressive or unconscionable, but which will fairly
and reasonably compensate the plaintiffs insofar as the same may
be computed in money ..." (Emphasis added.)
The
appellees point to Chicago, Rock Island & Pacific Ry Co. v.
Hawes, 424 P.2d 6 (Okl.1967), in which the preceding emphasized
language was used in instructing the jury. This court noted that
the defendants' requested instruction failed to mention present
value. Quoting from Hawes, supra, at 14, the following statement
is found:
"...
[I]n this jurisdiction, defendants who fail to request the instructions
they desire on 'allowable damages' are not in s position on appeal
to complain of the trial court's failure to give them. We have specifically
applied this rule to the subject of instructions on present value."
As
noted in the discussion of the preceding allegation of error, once
the court has instructed generally, it is incumbent on the parties
to request a more specific instruction. Appellant urges such an
argument "ignores the recent Tenth Circuit case of Hoskie v.
United States, 666 F.2d 1353 (1981), which provides that the court
has a duty to instruct the jury to reduce future earnings to present
value and does not restrict the raising of such an issue on appeal."
Upon examination of this recent case we find it to be a federal
tort claims action brought in New Mexico State Court. Determination
of damage is made by Federal District Court according to the law
of the state in which the tort occurs. 28 U.S.C. s 1346(b), Hoskie,
supra; Foskey v. U.S., 490 F.Supp. 1047 (D.C.R.I.1980) (medical
malpractice). Thus we find that appellants' citation to Hoskie,
supra, is misplaced, and failure to request an instruction on reduction
to present value and present evidence thereof is fatal to demonstration
of reversible error on appeal. The fact this court is committed
to the rule that a present value damage instruction is not a fundamental
issue which can be raised at the appellate stage is illustrated
by the recent case of Walker v. St. Louis-San Francisco Ry Co.,
646 P.2d 593 (Okl.1982). There it was held that failure to give
such a requested instruction was not reviewable where defendant
failed simply to object to the damage instructions as given, citing
12 O.S.1971 s 578.
In
regard to the allegation that the size of the award is unsupported,
we note that appellants' contention in this regard fails to refer
to the evidence of plaintiff which is supportive of the award, but
relies upon evidence which the jury chose not to rely upon. There
was evidence that plaintiff Middlebrook was totally disabled from
participation in gainful employment. Previously the lost wages testified
to have been mentioned, and even in the absence of future medical
expenses and past and future pain and suffering, are sufficient
to justify the size of the damage award made by the jury in this
case. The record contains evidence of past medical bills of $23,285.70
and future medical expenses of $45,928.43. In reference to pain
and suffering, this Court has recognized that such matters are difficult
to quantify and the jury must be allowed a wide latitude in evaluating
them. Missouri-Kansas-Texas Railroad Co. v. Miller, 486 P.2d 630
(Okl.1971).
Appellants
contend that the trial court erred in overruling the demurrer and
motion for directed verdict of J.L. Richardson, M.D., and Bone and
Joint Orthopedics, Inc., his corporation. It is contended there
is no evidence in the record which supports a judgment against these
defendants. The appellants state the demurrer and motion for a directed
verdict should have been sustained because Dr. Richardson's agreement
that surgery should have been done cannot be considered a causal
factor in the injury because Dr. Imler had decided to operate a
month before Dr. Richardson was brought into the case. However,
the surgical procedure was not undertaken until after Dr. Richardson's
recommendation was made. If the cervical spinal operation was the
wrong procedure, Dr. Richardson did have an opportunity to object
to it. Rather, what the defendant did do was approve of the procedure
and participate in the surgery.
It
is submitted that the plaintiff's expert testified that Dr. Richardson's
sole negligence was recommending the surgery. The record demonstrates
plaintiff's expert testified that both the decision to operate and
the surgical procedure itself were negligent:
"My
opinion is that Dr. Richardson, in his recommendation of 12-18-76
and in his participation on the surgical procedure carried out December
23, 1976 departed from standard medical care."
The
appellants would deny that Dr. Richardson participated in the allegedly
erroneous surgery, attempting to separate Dr. Richardson's fusion
graft from Dr. Imler's partial laminectomy, unsuccessfully. Both
doctors testified that each assisted the other. Further, Dr. Imler
testified that the decision not to reoperate after the bad result
became apparent was a joint decision. One of the negligent acts
alleged and testified to was a failure to immediately perform corrective
surgery to alleviate the condition. Accordingly, the trial court
did not err in overruling defendant Richardson's demurrer and motion
for directed verdict.
Two
separate evidentiary questions are addressed in a proposition of
error which is designed to show that relevant and competent evidence
offered by defendants was improperly excluded from trial. The first
relates to the trial court's failure to allow appellants to read
the answers to leading questions in Dr. C's deposition. Dr. C.,
a Tulsa neurosurgeon, examined Middlebrook at his attorney's request.
During discovery, the defendants took Dr. C's deposition. The doctor
was listed as a prospective witness by the plaintiffs. Then, after
the plaintiff rested without putting this doctor on the stand, the
defendants read his deposition to the jury. They now claim that
a "major portion" of the deposition was improperly excluded
by the trial court on the ground the questions were leading.
Title
12 O.S.1981 s 2611(D), allows leading questions when a witness is
"identified with an adverse party;" and the appellants
contend that under the circumstances of the present case, Dr. C.
was identified with the plaintiffs. The appellees, meanwhile, deny
that the doctor was their witness.
We
are not required to decide this question. If the doctor was not
the plaintiffs' witness, then the leading questions were properly
excluded. On the other hand, if the doctor was the plaintiffs' witness,
the statute provides that leading questions "may" be used,
indicating that the trial court has the discretion to allow them
or not, depending on the circumstances. A comparison of the deposition
with the transcript fails to establish an abuse of that discretion.
While some of the omitted testimony might have been somewhat favorable
to the appellants, other portions of it were generally unfavorable,
and the great body of it was neither. Most of the questions to which
objections were sustained were either preliminary questions--abortive
attempts to lay a predicate for something which was itself successfully
admitted--or followup questions summarizing testimony previously
given.
The
second alleged error relating to excluded evidence deals with offered
testimony of two witnesses relating to Mr. Middlebrook's consumption
of alcohol. The appellants attempted to put on evidence through
two of Mrs. Middlebrook's doctors that the Middlebrooks had experienced
problems arising from Bill's consumption of alcohol. These witnesses
were not listed on the pretrial order. In Short v. Jones, 613 P.2d
452 (Okl.1980), this Court upheld the District Court's refusal to
allow an unlisted witness to testify, noting that the District Court
has the power to enforce its own pretrial order. Rule 5(c)(3) of
the District Court is specifically designed to prevent surprise
testimony. Here, as in Short, we find no abuse of the District Court's
discretionary power.
Appellants
contend that the testimony was rebuttal testimony, noting such witnesses
need not be listed. The attempt to introduce this evidence was during
the defendants' case-in-chief and not during rebuttal. 12 O.S.1981
s 577 Fourth. Second, the evidence would not properly be categorized
as rebuttal evidence in the portion of this action for recovery
of loss of consortium. Defendants read from the deposition of Mrs.
Middlebrook and they chose to read a portion in which she states
Bill did not have such a problem. Rebuttal evidence is that class
of evidence which has become relevant only by virtue of evidence
introduced by the adverse party, and its function is to explain
or repel evidence of the adverse party. Poppy v. Duggan, 109 Okl.
104, 235 P. 165 (1925); Townsend v. cotten, 180 Okl. 128, 68 P.2d
790 (1937). In this instance, the offered testimony is not rebuttal
matter for it has no relation to repelling evidence of the adverse
party.
The
trial court properly excluded the witness as not listed in the pretrial
order.
Appellants
sought to introduce the evidence of the doctors on rebuttal as impeachment
of the credibility of Bill Middlebrook. The offer of proof relates
to statements of Mrs. Middlebrook to those doctors, supposedly to
show that Middlebrook's consumption of alcohol was affecting his
relationship with his family. During the trial the Court reconsidered
his motion in limine prohibiting this information from reaching
the jury. Plaintiff's counsel commented that had the motion not
been in effect, he would have covered the subject and to allow the
defendants to elicit that information prejudiced his case. Nevertheless,
defendants asked questions in this area and did not obtain information
which the offer of proof could have impeached on rebuttal. The testimony
of Bill Middlebrook on cross-examination disclosed: 1. He did drink.
2. He had never been told he had cirrhosis of the liver. 3. He had
previously hurt himself while drinking. 4. He drank at home. 5.
He felt it did not affect his work. 6. The drinking did create a
problem for him at home. 7. His wife objected to his drinking.
The
excluded testimony of the doctors was designed to show that Bill
did indeed drink at home and that his wife did object to it very
much. Consequently, the appellants' attempt to establish error in
the trial court's ruling that those unlisted witnesses could not
be utilized under the guise of rebuttal witnesses is rejected. Their
testimony would have been cumulative and would not have repelled
the plaintiff's testimony on cross examination.
The
appellants contend the trial court abused its discretion by failing
to grant numerous motions for mistrial and in failing to grant a
new trial because of misconduct of plaintiffs' counsel. The thrust
of the proposition is that appellants did not get a fair trial because
opposing counsel deliberately prejudiced the jury. A reading of
the transcript in its entirety does not support this contention.
The trial was quite protracted and sharply contested by both sides.
While the attorneys occasionally overstepped the traditional bounds
of judicial decorum by their animated presentations, when the case
is viewed as a whole the appellants received a fair trial. Each
individual argument will not be explored here. The appellants' citations
of law in this regard are correct but they are by and large general.
Appellants contend each to be prejudicial, reversible error on its
face--none are when taken in context. First of these prejudicial
incidents discussed is plaintiffs' counsel accusing Dr. Richardson
of perjury in the presence of the jury. The exchange started with
plaintiff's counsel asking the doctor if he ever told plaintiff
his injury was caused by swelling of the spinal cord cutting off
the flow of blood much as a leg can swell inside a cast. Several
times the doctor denied having done so. The accusation was made
and a tape of the exact analogy was played. The doctor admitted
it was his voice on the tape. Appellants contend the tape did not
impeach the doctor's testimony, yet the analogy the doctor denies
is exactly the analogy he used in the telephone conversation. The
statement is material to the cause of the injury and survives the
test of admissibility used in Barks v. Young, 564 P.2d 228 (Okl.1977),
and Harris Irby Cotton Co. v. Duncan, 57 Okl. 761, 157 P. 746 (1915).
The statement was admissible for a purpose other than impeachment--causation.
Next,
defendant contends plaintiff asked a prejudicial and inflammatory
question "clearly beyond the pale of proper inquiry."
This exchange started with plaintiffs' counsel asking Dr. Imler
if neurosurgery required the highest degree of care and if the doctor
exercised such care. In response to an affirmative reply the attorney
asked if the doctor did not once prepare a woman patient for surgery
and shave her head, despite the fact it was not his patient. Defendant
objected and the question was not answered, and the jury was admonished
to disregard the question. Generally posing questions which contemplate
answers which are neither competent, relevant or material does not
ordinarily constitute reversible error, but when such questions
relate to a material issue and are prejudicial, reversible error
may result. Nash v. Hiller, 380 P.2d 77 (Okl.1963). It is important
to note the improper question was not answered, and the trial court
immediately admonished the jury to disregard the statement. Ordinarily
an admonition to the jury to disregard an improper argument cures
any prejudice which might be created thereby since it cannot be
presumed as a matter of law that the jury will fail to heed the
admonition given by the court. Given the protracted length of this
case coupled with the court's admonition to disregard the unanswered
question, the trial court did not err in refusing to grant a mistrial
and overruling the motion for new trial on this basis.
It
is also alleged that plaintiff harrassed Dr. Kugler to the point
he started weeping, and that as a result both parties moved for
a mistrial. Failure to grant the mistrial is alleged to be error
under this circumstance, citing Davis v. Sams, 542 P.2d 943 (Okl.1975).
There the Court found it was an abuse of discretion to refuse to
grant a mistrial where both parties so moved, but in a case which
could be retried in two hours (not six weeks) where jurors observed
an attorney attacking opposing counsel and an episode of abusive
and profane language by one counsel to the other. Here the episode
was the culmination of two days testimony in which Dr. Kugler was
repeatedly evasive and unresponsive and was obviously a difficult
witness. The exchange of mistrial motions came at a tense portion
of the trial. To grant a mistrial would not have been justified
solely because two counsel simultaneously moved for a mistrial at
a tense part of a long trial.
Appellants
also propose reversible error on the fact that plaintiffs' counsel
elicited facts bearing upon the costs incident in bringing this
action. In reference to this argument, it is sufficient to note
that Vol. 3, p. 322 of the transcript discloses this subject was
first raised by appellants. Errors which an appealing party has
invited or provoked will not entitle that party to a reversal of
judgment where it does not plainly appear that the verdict was influenced
by the remarks. Sisler v. Whitten, 393 P.2d 497 (Okl.1964). In addition
to this basis for refusing this proffered error, it appears that
those remarks were not properly objected to at time of trial. Parris
v. McCallay, 424 P.2d 62 (Okl.1967); Garret v. Lacquement, 306 P.2d
696 (Okl.1957).
The
next ground for the new trial is, as appellant has stated in his
brief: "The trial court simply sat back and passively allowed
Mr. Michaud to proffer one of the most objectionable and prejudicial
closing arguments ever uttered in an Oklahoma courtroom." Be
that as it may, a review of the closing argument leads this Court
to conclude that the argument is vivid and animated, differing only
little from that of the defendants, and free of reversible error.
Appellants
contend this verdict and judgment should be vacated and a new trial
granted by virtue of the failure of the trial court to control the
proceedings and enforce courtroom decorum in an acceptable manner.
Intertwined in this point is an accusation that plaintiffs' counsel
deliberately engaged in improper conduct in the courtroom specifically
calculated to inflame the jury and incite prejudice against the
defendants, for which a new trial should be granted. Briefly stated,
the record simply does not support this serious and professionally
damaging allegation of deliberate patterns of misconduct on the
plaintiffs' part. The record does demonstrate in this regard that
the cause was closely contested and the conduct of both plaintiffs'
attorney and defendant Imler's attorney managed to keep the jury
alert during this long and complicated case by the sincerity with
which they prosecuted their respective positions. While this Court
encourages only a level of courtroom decorum which fosters respect
for the profession and institutions of common law, it must be recognized
that different counsel conduct trials in their own differing styles.
Conduct of counsel is a matter to be left largely within the discretion
of the trial judge. Hazelrigg Trucking Co. v. Duvall, 261 P.2d 204
(Okl.1953.) Such conduct is not ordinarily grounds for reversal
unless it substantially influences the verdict or denies the defendant
a fair trial. The ultimate question is whether counsel's remarks
result in actual prejudice. This determination rests with the trial
judge and the appellate court will not reverse that determination
unless it clearly appears that the verdict was so influenced, considering
all pertinent facts and circumstances in the record. Fields v. Volkswagen
of America, Inc., 555 P.2d 48 (Okl.1976). See also Willis v. Fried,
629 P.2d 1255 (Okl.1981). Under these guidelines, we find the verdict
was not affected by prejudice and the defendant did receive a fair
trial.
Various
incidents involving the jury are offered as grounds for reversal
of the denial of the new trial motion, such as refusal to dismiss
an alternate juror for cause, failure to sequester the jury, and
contact between plaintiffs' counsel and a juror's husband. In respect
of failure to dismiss a juror for cause, it is noted the juror had
a child which was permanently injured by a doctor, but she directly
responded to the trial court that she would follow the law and the
evidence and "do the right thing." Additionally, the juror
was an alternate and did not participate in the deliberations. Defendants'
statement that there was no way to know what prejudice she may have
caused is sheer speculation. For the same reason, a conversation
in the hall between Mrs. Middlebrook and the alternate juror on
a non-germane topic does not demonstrate prejudice. The decision
not to sequester the jury in a trial of this length has been reviewed
from the record and is found not to constitute an abuse of discretion.
Similarly, plaintiffs' attorney's making a conciliatory reply to
a juror's apology for becoming ill the previous day in court does
not arise to the dignity of demonstrating either prejudice or abuse
of discretion on the part of the trial court in refusing a new trial
for that reason. Watts v. Elmore, 198 Okl. 141, 176 P.2d 220 (1947).
There exists an allegation that the court erred in refusing to sequester
the jury after deliberations began and plaintiff and his attorney
were seen talking to a juror's husband. The appellants have failed
to demonstrate prejudice from this ruling inasmuch as the trial
judge immediately examined the husband in chambers and he stated
under oath he would not communicate with his wife concerning the
transaction.
The
last discussed issue relating to jury prejudice deals with a juryman's
disclosure to the news media which the appellants assert reveals
he concealed his prejudice against the medical profession. The juror
was deposed and a motion for new trial on the ground of newly discovered
evidence was filed, which was dismissed as not in compliance with
12 O.S. 1981 s 655 providing that application shall be by petition
on which summons shall issue. No summons was issued and therefore
no action was commenced within thirty days after discovery as required.
The trial court correctly granted the motion to dismiss. Additionally,
this error is raised on appeal in an amended petition in error which
has been dismissed in this court and the error alleged is not properly
before the court on appeal.
Appellants
raise several arguments relative to the propriety of the instructions
given to the jury. The first offered error is that the trial court
failed to define the issues of the case but only summarized the
pleadings, contra to Wetsel v. Independent School District I-1,
670 P.2d 986 (Okl.1983). In Wetsel, this Court stated it is not
good practice to formulate the issues by reading at large from the
pleadings and trial courts should be extremely wary of the risk
of error involved in that practice. Obviously, this Court did not
imply that to do so invariably constitutes reversible error. A review
of the instructions as a whole reveals the factual issues of this
action are fully outlined. As in Wetsel, supra, and Marathon Battery
Co. v. Kilpatrick, 418 P.2d 900 (Okl.1966), the error does not necessitate
reversal.
Appellants
contend that Instruction No. Six and the last paragraph of No. Seven
are repetitive and thus erroneous under Dippel v. Hargrave, 206
Okl. 26, 240 P.2d 1070 (1952). Examination of the two leads to the
conclusion that the two are cross-referenced and not repetitive.
In any event, this issue is not preserved for appellate review.
Appellant objected to Six only on the basis that Four, Five, Six
and Sixteen instructed on res ipsa loquitur as well as specific
negligence. No objection was raised relative to Instruction No.
Seven.
Instruction
No. Nine is argued to be reversibly erroneous because it is vague,
confusing and contradictory, citing Lewallen v. Cardwell, 325 P.2d
1074 (Okl.1958). The instruction is susceptible to a clearer composition,
but it is neither an abstract statement of law unconnected with
the facts nor fatally confusing. As stated in Lewallen, supra, where
it appears the instructions taken as a whole do not establish that
the jury was misled or the complaining parties' rights were prejudiced,
the verdict will not be set aside.
Instruction
No. Ten was, in part, as follows:
"You
are instructed that every surgeon taking part in an operation is
liable for his own conduct and also the wrongful acts or omissions,
if any, of other surgeons observed by him without objection to said
wrongful acts or omissions...."
The
appellants flatly state, without authority, that the above language
is erroneous. The instruction is precisely in line, however, with
Rhodes v. Lamar, 145 Okl. 223, 292 P. 335 (1930). In the first syllabus
of Rhodes, this Court made the following statement:
"[S]ince
defendants [surgeons who allegedly allowed a patient to swallow
a light bulb during surgery] served together by mutual consent,
each became liable for his own conduct and for the wrongful acts
or omissions of the other which he observed and let go without objection,
or which, in the exercise of reasonable diligence, under the circumstances,
he should have observed."
As
discussed earlier, Dr. Imler and Dr. Richardson both testified that
each assisted in the other's surgical procedure. The trial court
was correct to regard them as joint tortfeasors.
The
appellants devoted a significant portion of their defense to attempting
to establish that Middlebrook had a drinking problem. In Instruction
No. Twenty-Two, the trial court told the jury that the evidence
concerning drinking "was received only insofar as the same
may or might tend to relate to the credibility of the plaintiff,
Bill R. Middlebrook, the causation of the ruptured cecum, and/or
the claim for damages on the part of the plaintiff, Melynda K. Middlebrook,
only, and should not be considered by you, if at all, for any other
purpose."
The
appellants wanted to apply this evidence to Middlebrook's life expectancy.
There was no evidence before the jury as to decrease of life expectancy
by virtue of his past alcohol consumption, and to enlarge the instruction
so as to allow reduction of the mortality table life expectancy
would have been outside the issues of the case. Accordingly, no
error exists by virtue of the limiting instruction.
II
LOSS OF CONSORTIUM
Melynda
Kay Middlebrook sought damage recovery for loss of consortium in
the amount of one million dollars. The jury awarded her $175,000.00
on this cause of action. The appellants demurred to the evidence
presented in support of this claim on the basis of the fact that
Melynda Middlebrook did not testify in support of her claim, citing
Hinkle v. Hampton, 495 P.2d 117 (Okl.1972). Hinkle does take note
of the failure of the plaintiff spouse to testify as to his damages,
but falls short of requiring the spouse's testimony for a recovery
of loss of consortium. Hinkle, supra, at p. 119 states: "Plaintiff
did not testify in the case at all, and there is no other evidence
as to what the extent of such loss to him was, if any." This
court has recently noted that the simple failure of a plaintiff
in a loss or consortium action to testify is not, in and of itself,
fatal to such action. In Walker v. St. Louis-San Francisco Ry Co.,
646 P.2d 593 (Okl.1982), this court cited with approval Hinkle,
supra. Here the appellants contend that their demurrer to the evidence
should have been sustained. Upon review of that contention it is
incumbent upon this court to examine the evidence in the light most
favorable to the plaintiff and if there is any competent evidence
or reasonable inference from the evidence tending to establish a
cause of action, the demurrer is correctly overruled. Okla. Transportation
Co. v. Claiborn, 434 P.2d 299 (Okl.1967); Horn v. Sturm, 408 P.2d
541 (Okl.1965). This court has reviewed the record for evidence
of Mrs. Middlebrook's loss of consortium. Without her testimony,
we do find evidence of her loss of the services of her husband,
which range from impairment of conjugal fellowship to loss of the
physical services of a husband and domestic handyman which the jury
could, and did, conclude were compensable.
The
trial of this case was six weeks long and hotly contested. It would
perhaps be unrealistic to expect such a case to be completely free
of unfortunate incidents. The occurrence of such incidents, however,
does not automatically necessitate a new trial. A careful review
of the transcript in this case compels one to conclude that while
the appellants may not have gotten a perfect trial, they did get
a fair one. Their claims of painstaking care and lack of negligence
were fully and fairly put before the jury, who weighed the evidence
under acceptable instruction and returned a verdict which is supported
by competent evidence. The judgment of the trial court is AFFIRMED.
DOOLIN,
V.C.J., and LAVENDER and WILSON, JJ., concur.
OPALA,
J., concurs specially.
HODGES
and SUMMERS, JJ., and HUNTER, Special Judge, concur in part and
dissent in part.
SIMMS,
C.J., dissents.
KAUGER,
J., disqualified.
OPALA,
Justice, concurring.
Although
I concur in today's judgment and in the court's pronouncement, I
would add to the text of the opinion that in trials conducted after
the mandate herein shall have been issued the jury shall be informed
that personal injury awards are exempt from taxable income. In the
federal court system an instruction so charging the trier of fact
is mandated by case law. Norfolk & Western Railway v. Liepelt,
444 U.S. 490, 100 S.Ct. 755, 62 L.Ed.2d 689 [1980] and Gulf Offshore
Co. v. Mobil Oil Corp., 453 U.S. 473, 101 S.Ct. 2870, 69 L.Ed.2d
784 [1981]. The federal rule is gaining State-court approbation.
(FN1) We should adopt it because it "furthers strong ... policies
of fairness and efficiency in litigation ..." of personal injury
claims. (FN2)
SIMMS,
Chief Justice, dissenting:
I
join with the views expressed by Justice Summers, but dissent for
the additional reason that an instruction on res ipsa loquitur was
not appropriate in this action. Through the testimony of expert
witnesses, plaintiff presented evidence of specific acts of negligence
on the part of the defendant. Res ipsa loquitur, which supplies
an inference of negligence when specific evidence is not available,
is not necessary or permissible in a case such as this.
Res
ipsa loquitur is a rule of evidence. It is a traditional rule of
justice and necessity which is applied in those peculiar situations
where the proof of the negligent act is within the defendant's power
to control and beyond the plaintiff's. The purpose of the doctrine
is to aid plaintiff in making a prima facie case of negligence on
the part of defendant, without proof of specific acts of negligence,
by allowing the trier of fact to infer negligence as legitimate
deduction of fact from those fundamental facts which are established
by direct evidence.
While
in an ordinary negligence case each act or omission alleged to constitute
negligence must be specifically pleaded and proved, in a res ipsa
loquitur case a permissive inference of negligence replaces direct
evidence. See, Flick v. Crouch, Okl., 555 P.2d 1274 (1959); E.S.
Billington Lumber Co. v. Cheatham, 181 Okl. 402, 74 P.2d 120 (1937).
I
cannot agree with the majority view that Title 76, O.S.1981, s 21,
authorizes a res ipsa loquitur instruction in a medical malpractice
action such as this, where direct evidence of specific acts of negligence
is presented. If 76 O.S.1981, s 21 authorizes plaintiffs in malpractice
actions to put on proof of negligence and receive a presumption
of negligence, then to my mind substantial questions are raised
as to the fairness of the trial defendants will receive. Here, as
in Flick v. Crouch, supra, there is no room for an inference of
negligence. As with all other cases brought by a plaintiff alleging
injury by reason of specific acts of negligence, plaintiff must
succeed, if at all, by reason of the jury's belief in plaintiff's
version of the law suit as presented by his witnesses.
I
agree with appellant's analysis of 76 O.S.1981, s 21, that the statute
does not replace, but simply supplements our traditional common-law
rule of res ipsa loquitur. It was intended as a slight refinement
and modification of res ipsa loquitur in its application to medical
malpractice actions. It was meant by the legislature to be superimposed
over existing precedent, not to become a new independent rule in
and of itself. The statute is intended to apply only in an action
which is an appropriate res ipsa loquitur case. See, Lambert v.
Midwest City Memorial Hospital Authority (10th Cir.), 671 F.2d 372
(1982).
I
am persuaded by appellant's suggestion that a recent law review
article, Friedman, "Professional Malpractice in Oklahoma Part
I: The Medical Profession", 2 Okla. City Univ. Law Review 21
(1977), fully explains the motiviation of the legislature in passing
this statute. The author points out that Section 21 is generally
recognized as a response to the malpractice crisis, and that the
legislature intended to strengthen the direction previously taken
by our decisions in malpractice cases, and to eliminate some confusion
and resolve any lingering ambiguities which had developed in this
uniquely medical area.
Sub-section
1, Friedman notes at page 29, resolved the ambiguity some found
in St. John's Hospital and School of Nursing v. Chapman, Okl., 434
P.2d 160 (1967), by declaring that in malpractice actions, negligence
is considered a presumption not just an inference. Sub-section 2
adopts the rule of Ybarra v. Spangard, 25 Cal.2d 486, 154 P.2d 687
(1944), allowing application of the presumption of negligence against
multiple defendants. The third sub-section, allowing trial courts
the discretion to require expert testimony to prove foundation facts
beyond the knowledge of the average person, is, in the author's
opinion, a legislative response to Martin v. Stratton, Okl., 515
P.2d 1366 (1973).
I
do not agree with the majority that s 21 requires a departure from
our traditional rule prohibiting a res ipsa loquitur instruction
in a case involving specific evidence of negligence. Today's ruling
raises serious questions about the fairness of a trial in a medical
malpractice action, where with proof of injury, plaintiff is able
to put on specific evidence of negligence and receive a presumption
of negligence.
SUMMERS,
Justice, dissenting in part and concurring in part.
I
must dissent from that portion of the opinion awarding Mylynda Kay
Middlebrook $175,000 for loss of consortium. She elected not to
testify in support of her claim. In Hinkle v. Horton (FN1) the husband
sued for loss of consortium. The only testimony before the jury
was that of the injured wife. This court said:
...
[W]e find the evidence to be insufficient to support an award therefor.
True, Mrs. Hinkle testified concerning changes in her sexual abilities
subsequent to the wreck and a general reference to her inability
to perform certain other activities. But such evidence never ripened
into a compensable basis for a recovery by plaintiff because it
remained unnourished by evidence concerning what plaintiff himself
lost in the way of consortium. Plaintiff did not testify in the
case at all and there is no other evidence as to what the extent
of such loss to him was, if any." (emphasis added) (FN2)
Assessment
of damages for loss of consortium are among the most difficult to
determine. Where the plaintiff herself declines to testify the verdict
of necessity is based on speculation. The teaching of Hinkle is
that a jury should not be allowed to speculate on whether or not
a party is damaged by injuries to his or her spouse. Sometimes a
consortium plaintiff is not damaged, even though the spouse was
severely injured. (FN3) Large numbers of people spend good money
each year to put away the companionship of their marital partner.
(FN4) Unless the consortium plaintiff testifies the jury must speculate
as to (1) whether she was damaged, (2) if so, how, and in what amount,
or (3) whether she was in fact more unburdened than damaged by the
incident. The consortium issue should not have been submitted to
the jury.
In
other respects I concur in the opinion of the majority.
I
am authorized to state that HODGES, J., and HUNTER, Special Judge,
concur in these views.
FN1.
76 O.S.1981 s 21
Presumption
of negligence.
In
any action arising from negligence in the rendering of medical care,
a presumption of negligence shall arise if the following foundation
facts are first established:
1.
The plaintiff sustained any injury;
2.
Said injury was proximately caused by an instrumentality solely
within the control of the defendant or defendants; and
3.
Such injury does not ordinarily occur under the circumstances absent
negligence on the part of the defendant.
If
any such fact, in the discretion of the court, requires a degree
of knowledge or skill not possessed by the average person, then
in that event such fact must be established by expert testimony.
FN1.
Stowell v. Simpson, 470 A.2d 1176 [Vt.1983], and annot. in 16 A.L.R.4th
589-621; see, Vaughan, Tax Issues of Personal Injury and Wrongful
Death Awards, 19 Tulsa L.J. 702, 714 [1984].
FN2.
The so-called Liepelt instruction, simple and brief, states: "[Y]our
award will not be subject to any income taxes, and you should not
consider such taxes in fixing the amount of your award." Liepelt,
at 444 U.S. 492, 100 S.Ct. at 756.
FN1.
495 P.2d 117 (Okl.1972).
FN2.
Id., at 119.
FN3.
See Walker v. St. Louis San Fran Ky, 646 P.2d 593 (Okl.1982).
FN4.
Oklahomans filed 35,198 divorce cases in 1980.
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