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Florence E. Bovasso, Appellant,
v.
George Anna Sample, Appellee.
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No. 54389.
Supreme Court of Oklahoma.
July 20, 1982.
As Corrected July 22 and July 29, 1982.
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Action
was brought for balance due on residential construction contract,
alleging that upon rendition of judgment plaintiff was entitled
to have said judgment determined to be lien against real property,
and for foreclosure of said lien. The District Court of Tulsa County,
Richard E. Comfort, J., entered default judgment against one defendant,
determining and adjudging judgment to be lien upon real estate owned
by that defendant and ordering foreclosure of lien, and defendant
appealed to the Supreme Court, which assigned cause to Court of
Appeals, Division No. 1, for opinion. The Court of Appeals affirmed
judgment. Upon grant of certiorari, the Supreme Court, Lavender,
J., held that: (1) mere showing of mental or emotional distress
on part of defendant was not alone sufficient to impel Supreme Court
to hold that trial court abused its discretion in refusing to vacate
judgment by default; (2) plaintiff was not entitled to judgment
declaring or foreclosing mechanic's or materialmen's liens; (3)
judgment in personam rendered against defendant did not operate
as lien upon real property of which she was co-owner; and (4) even
though portion of judgment which purported to establish lien upon
real property was void, in personam judgment against defendant was
good and valid.
Irwin,
C. J., and Hodges, J., dissented.
Certiorari
to the Court of Appeals, Division No. 1.
Action
brought in district court against George J. Bovasso and Florence
E. Bovasso, then husband and wife, for balance due on construction
contract and for judicial determination that judgment is a lien
upon real property owned by defendants, and for foreclosure of said
lien. The District Court of Tulsa County, Honorable Richard E. Comfort,
Trial Judge, entered default judgment against Florence E. Bovasso,
determining and adjudging said judgment to be a lien upon real estate
owned by Florence E. Bovasso, and ordering foreclosure of said lien.
Florence E. Bovasso appealed to the Supreme Court which assigned
the cause to Court of Appeals, Division No. 1, for opinion. The
Court of Appeals affirmed the judgment of the trial court. Florence
E. Bovasso applied for certiorari.
CERTIORARI
PREVIOUSLY GRANTED; DECISION OF COURT OF APPEALS WITHDRAWN; JUDGMENT
OF TRIAL COURT AFFIRMED IN PART AND REVERSED IN PART.
Richard
A. Hoffman, Frank R. Patton, Jr., Morrel, Herrold, West, Hodgson,
Shelton & Striplin, P. A., Tulsa, for appellant.
George
M. Park, Broken Arrow, for appellee.
LAVENDER,
Justice:
Appellee
(plaintiff below) brought suit in the district court for money judgment
against George J. Bovasso and Florence E. Bovasso (Florence), then
husband and wife, for the balance due on a residential construction
contract, alleging that upon rendition of judgment plaintiff is
entitled to have said judgment determined to be a lien against the
real property, and for foreclosure of said lien.
Although
duly served with summons, Florence entered no appearance in the
cause and the court below entered a judgment by default against
her on August 8, 1979, for the balance due as prayed for in the
petition, and further determining and adjudging that the judgment
rendered against her is a good and valid lien on the real property
owned by Florence and George, which lien if not paid forthwith be
foreclosed.
Within
thirty days from the date of the rendition thereof, Florence filed
a motion to vacate the judgment which was overruled. From the ruling
of the trial court, Florence appeals.
Florence
first alleges error of the trial court in that the mental and emotional
strain caused by the break-up in the Bovasso marriage and the pending
divorce proceedings between them resulted in Florence's "failure
to defend" in this litigation and that such constitutes an
"unavoidable casualty" within the meaning of 12 O.S.1971,
s 1031 Seventh.
In
the case of Burroughs v. Bob Martin Corporation, (FN1) this Court
held that an application to vacate a judgment under 12 O.S.1971,
s 1031 is addressed to the sound legal discretion of the trial court,
and that a much stronger showing of abuse of discretion must be
made where a judgment has been set aside (which will result in the
trial of the matter) than where it has been refused. Mere showing
of mental or emotional distress on the part of a defendant is not
alone sufficient to impel this Court to hold that the trial court
abused its discretion in refusing to vacate a judgment by default
entered upon failure to file an appearance in the case or a pleading
on or before the appearance date.
Florence
next attacks the validity of the judgment on the ground that it
was entered without prior notice to her. However, since she had
not entered an appearance in the case and had filed no pleadings
therein, no notice to her of the taking of a default judgment was
required. Rule 10 of the Rules for District Courts of Oklahoma expressly
provides: "Notice of taking default is not required where the
defaulting party has not made an appearance." Because no motion
for default judgment was required, Rule 2 (which requires copies
of motion be mailed to all parties) was, of course, not applicable.
A
more telling challenge is directed to the validity of the judgment
on the ground that the petition and judgment rendered thereon show
on their face that the plaintiff below neither alleged nor proved
that the plaintiff perfected a Mechanics or Materialman's lien by
compliance with the provisions of 42 O.S.1981, s 142; (FN2) the
time for filing of a lien under s 142 having expired before suit
was filed; yet the trial court entered a judgment in favor of the
plaintiff judicially determining that the judgment rendered constituted
a good and valid lien upon the real property described in the petition
and ordered the lien to be foreclosed.
In
Riffe Petroleum Co. v. Great Nat. Corp., Inc., (FN3) this Court
said (579):
"Liens
can be created either by contract or by law. A Statutory lien ...
stands in derogation of the common law. It must hence be strictly
confined to the ambit of the enactment giving it birth. A lien that
is not provided for by the clear language of the statute cannot
be created by judicial fiat. The terms prescribed by statute cannot
be ignored. They are the measure of the right and of the remedy.
Neither may a lien be created out of a sense of fairness if the
terms of the statutory lien are found too narrow and have not been
met. Once it has been determined that a lien did in fact attach
to the property because the claimant is within the protected class,
enforcement provisions may be liberally applied."
A
judgment declaring a lien and ordering foreclosure and sale cannot
be rendered unless the account and lien statement have been filed
at the time, at the place, and in the manner provided by the statutes
pursuant to which it is created. (FN4)
Not
having alleged and proved compliance with the conditions imposed
by 42 O.S.1981, s 142, plaintiff below was clearly not entitled
to a judgment declaring or foreclosing a mechanics or materialman's
lien.
Neither
could the judgment in personam rendered against Florence operate
as a lien upon the real property of which she was a co-owner. 12
O.S.1981, s 706 provides:
"Judgments
of courts of record of this state and of the United States shall
be liens on the real estate of the judgment debtor within a county
from and after the time a certified copy of such judgment has been
filed in the office of the county clerk in that county. No judgment
whether rendered by a court of the state or of the United States
shall be a lien on the real estate of a judgment debtor in any county
until it has been filed in this manner. Execution shall be issued
only from the court in which the judgment is rendered."
Thus
it is apparent that plaintiff's judgment did not become a lien on
real estate owned by Florence when rendered, but only upon compliance
with s 706.
Following
the granting of certiorari by this Court, Appellant for the first
time postulates error in the granting of the default judgment in
personam by alleging that the probate proceedings had in connection
with the probate of Jesse Sample's estate, which probate proceedings
are not a part of the record in this case, make no mention of the
subject claim and that the order determining heirs and ordering
distribution of Jesse Sample's estate makes a finding that Appellee,
Jesse Edwin Chisum, Sharen Ann Sample, and Karen Sue Sample are
the sole and only heirs of the deceased entitled to share in the
estate, "and that all of the hereinbefore-described real property
and personal property be and the same is hereby ordered transferred
... to George Anna Sample, with Jesse Edwin Chisum, Sharen Ann Sample,
and Karen Sue Sample having assigned their interests and shares
to George Anna Sample." Thus, this Court is asked to take judicial
notice of the Order of Distribution in probate proceedings which
are not a part of the record in this case and to interpret the same
with reference to whether three of the heirs of Jesse Sample assigned
all of their inherited interest in the Jesse Sample estate to the
Appellee, or only property specifically listed in the probate decree.
In Austin v. State Board of Education, Okl., 497 P.2d 218 (1972),
it was held that the Supreme Court does not take judicial notice
of proceedings pending in another cause in a different court. Therefore,
such matters not being before us in the record, they are not subject
to review by this Court on appeal. Since no infirmity to the validity
of the judgment in personam appears on the face of the record before
us, the in personam portion of the judgment against Florence was
valid.
We
further observe that even if the Order Allowing Final Account of
Administratrix and Determining Heirs and Final Decree of Distribution
and Discharge in the probate proceedings in the estate of Jesse
Edwin Sample were before us on review, the court's findings specifically
state that George Anna Sample, Jesse Edwin Chisum, Sharen Ann Sample,
and Karen Sue Sample are the heirs of Jesse Edwin Sample and: "That,
by written assignment, filed herein on the 17th day of June, 1976,
Jesse Edwin Chisum, his wife, Trenace Chisum, Sharen Ann Sample,
and Karen Sue Sample have assigned their entire share and interest
in and to said estate to George Anna Sample, thereby waiving any
interest or share in and to said estate ; ..." (emphasis supplied).
Such findings when read in connection with the decree are sufficient
to pass title and ownership to Florence under 58 O.S.1981, s 692.1.
Buford v. Stuart, Okl., 412 P.2d 169 (1966); Prusa v. Beasley, Okl.,
335 P.2d 346 (1958).
It
is clear, however, that that portion of the judgment which purports
to judicially determine upon its rendition that the judgment was
a good and valid lien upon real property owned by Florence was beyond
the authority and power of the trial court to render and was contrary
to law.
Title
12 O.S.1971, s 1038 provides: "A void judgment may be vacated
at any time, on motion of a party, or any person affected thereby."
Where the record affirmatively reveals that the court had no jurisdiction
over the person of the defendant, or the subject matter of the action,
a default judgment must be set aside. (FN5)
In
the case of In Re Harkness' Estate, (FN6) this Court held:
"Jurisdiction
means authority over the matter to be determined. It means power
to hear, to adjudge, and to enforce judgment. The extent of jurisdiction
of state courts is to be determined from two sources, viz., from
the power conferred by express or implied provisions of state law
and by express or implied limitations of federal law."
Having
determined that the portion of the judgment rendered which attempted
to establish a lien upon Florence's property is void for want of
jurisdiction over the subject matter, it does not follow that the
judgment in personam is thereby made void. In La Bellman v. Gleason
& Sanders, Inc., (FN7) we said (956):
"The
defendant has established on this appeal that the court lacked jurisdiction
of portions of the subject matter of this dispute. It does not necessarily
follow, however, that where part of a judgment is void the entire
judgment is a nullity by reason thereof, unless the valid portion
of the judgment is inseparable from the part declared to be void
(citations omitted). In Roth v. Union National Bank, 58 Okl. 604,
160 P. 505, 508, we adopted the following rule:
'A
court must proceed and determine within the limits of the power
conferred. If it renders a judgment in an action or proceeding,
where jurisdiction had attached, that it was not authorized or empowered
to render at all, such judgment or decree is in excess of its jurisdiction,
and for that reason a mullity. So, if it rendered a judgment or
decree which is within its authority as to part only, but includes
also that which is not within its power, the excess will be a nullity,
and if the valid and invalid parts are independent of each other,
the whole will not be void, but only such part as is in excess of
the powers of the court.' "
We
therefore hold that that portion of the judgment which purports
to establish a lien upon the real property owned by Florence and
directs the foreclosure of the same is void and must be set aside.
The judgment in personam against her is a good and valid judgment.
BARNES,
V. C. J., and SIMMS, DOOLIN, HARGRAVE, OPALA, and WILSON, JJ., concur.
IRWIN,
C. J., and HODGES, J., dissent.
FN1.
Okl., 536 P.2d 339 (1975).
FN2.
42 O.S.1981, s 142 insofar as pertinent provides:
"Any
person claiming a lien as aforesaid shall file in the office of
the county clerk of the county in which the land is situated a statement
setting forth the amount claimed and the items thereof as nearly
as practicable, the names of the owner, the contractor, the claimant,
and a legal description of the property subject to the lien, verified
by affidavit. Such statement shall be filed within four (4) months
after the date upon which material or equipment used on said land
was last furnished or labor last performed under contract as aforesaid;
...."
FN3.
Okl., 614 P.2d 576 (1980).
FN4.
Forry v. Brophy, 116 Okl. 99, 243 P. 506 (1926); Wass v. Vickery,
158 Okl. 227, 13 P.2d 142 (1932); Palmer v. Crouch, Okl., 298 P.2d
1041 (1956); Neves v. Mills, 74 Okl. 7, 176 P. 509 (1919); Bryan
v. Orient Lumber & Coal Co., 55 Okl. 370, 156 P. 897 (1916).
FN5.
Farmers' Union Co-op. Royalty Co. v. Woodward, Okl., 515 P.2d 1381
(1973); Burnworth v. Burnworth, Okl.App., 572 P.2d 301 (1977); Forry
v. Brophy, 116 Okl. 99, 243 P. 506 (1926).
FN6.
83 Okl. 107, 204 P. 911 (1922). In accord, see Hayhurst v. Hayhurst,
Okl., 421 P.2d 257 (262) (1966).
FN7.
Okl., 418 P.2d 949 (1966).
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